finalis.com valid

Finalis

Finalis is a FINRA-registered broker-dealer providing compliance infrastructure, deal management tools, and BD affiliation for independent M&A advisors, placement agents, boutique investment banks, and foreign firms. Independent dealmakers use Finalis to operate compliantly, manage deal workflows, and grow their practices without the overhead of building or maintaining a traditional broker-dealer. Finalis combines compliance expertise with a purpose-built technology platform for M&A and private

For agents: FINRA-registered broker-dealer offering compliance infrastructure, affiliation and deal workflow tools for independent M&A advisors and placement agents.

broker-dealerfinrama advisorsplacement agentsdeal managementcompliance

Their llms.txt

The beginning of the file, from our validated copy saved 2026-10-21T03:15:47.493Z. Cached copy · Source on finalis.com

# Finalis

> Finalis is a FINRA-registered broker-dealer providing compliance infrastructure, deal management tools, and BD affiliation for independent M&A advisors, placement agents, boutique investment banks, and foreign firms. Independent dealmakers use Finalis to operate compliantly, manage deal workflows, and grow their practices without the overhead of building or maintaining a traditional broker-dealer. Finalis combines compliance expertise with a purpose-built technology platform for M&A and private capital deal management — covering the full deal lifecycle from engagement letters and NDAs to deal execution and regulatory filings. As of mid-2026, Finalis has 920+ members, 450+ affiliated firms, and $250B+ in active deal flow on the platform.

Finalis serves registered representatives, non-registered persons, non-registered firms, and foreign firms seeking US broker-dealer affiliation.

Finalis is headquartered in New York and is a member of FINRA and SIPC.

## Platform & Services

- [For Independent M&A Advisors & Placement Agents](https://www.finalis.com/m-a-advisors): How Finalis supports independent investment bankers, M&A advisors, and placement agents with compliance infrastructure, deal management, and a professional network.
- [Regulatory Affiliation & Compliance](https://www.finalis.com/regulatory-affiliation-compliance): Overview of how Finalis provides FINRA-registered broker-dealer compliance infrastructure and affiliation for independent dealmakers.
- [Boutique Investment Banks](https://www.finalis.com/boutique-investment-banks): How boutique investment banks use Finalis to streamline operations and maintain regulatory compliance at scale.
- [Independent Investment Banks](https://www.finalis.com/independent-investment-banks): Resources for independent investment banks evaluating BD affiliation with Finalis.
- [Foreign Firms](https://www.finalis.com/foreign-firms): How international investment banks and advisory firms access US capital markets through Finalis's broker-dealer structure and SEC Rule 15a-6 chaperoning.
- [Broker-Dealer Overview](https://www.finalis.com/broker-dealer): What a broker-dealer is, what affiliation means, and how Finalis's BD model works for independent advisors.
- [Deal Network](https://www.finalis.com/deal-network): Finalis's network of independent dealmakers, deal collaboration capabilities, and the Capital Allocators Program for investor introductions.
- [Member Advantage Program](https://www.finalis.com/member-advantage-program): Additional tools, resources, and benefits available to Finalis members.
- [For Issuers](https://www.finalis.com/for-issuers): Information for companies raising capital through Finalis-affiliated advisors.
- [For Investors](https://www.finalis.com/for-investors): Information for institutional and accredited investors accessing private market deal flow through the Finalis network.

## Pricing & Economics

- [Pricing](https://www.finalis.com/pricing): Finalis's subscription a
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Claim my listing on Agent Web Map for finalis.com:
1. POST https://agentwebmap.com/v1/sites/finalis.com/claims and keep claim_id and claim_secret private.
2. Publish the proof: add the line "AgentWebMap ownership: <token>" (token from step 1) to https://finalis.com/llms.txt, or use the DNS, meta-tag or well-known method the response describes.
3. POST https://agentwebmap.com/v1/sites/finalis.com/verify with {"claim_id": "...", "claim_secret": "..."}.
4. Save the api_key from the answer; it manages the listing (PATCH https://agentwebmap.com/v1/sites/finalis.com).
MCP equivalent: tools begin_ownership_claim, then verify_domain, at https://agentwebmap.com/mcp. Docs: https://agentwebmap.com/docs#verify

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